Bliley Brown & Williamson
Confidential Litigation Notebook Prepared by B&W in-House Counsel Reflecting Legal Advice and Constituting Attorney Opinion Work Product Regarding Smoking and Health Litigation. This Document Also Contains Handwritten Notes and Edits of B&W in-House Counsel Reflecting Counsel's Thoughts and Legal Opinions and Constituting Attorney Opinion Work Product Regarding Smoking and Health Litigation Issues
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- Type
- LITIGATION NOTEBOOK
- Author
- Mellen, N.E.
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03. 1T'9,~ TUE 13 45 FA~ .................
:},(--~*z> ~)..~:>.~,~ [4~01)9
May I~. 19~0
L
A. Cause or Cau~e~
Positions/Questions OutlLne
No ont know~ the cause ar causes of lung camcqr.
C. Multifactorial Disease
Studies zeport I~g cancer to be statixtic~.lly .~ociated
~a~tor~ ~cl~di~g r~ce, ,t~icity, religion, sex, on.potion, ~i~t,
Epidemlalogict/Evi~.~ce
Stu~i~a r~pozt ~ statl~tica/ a_,ao¢iatlot~ ~ztwt~ smo~g ~d l=g
c~¢~. Howevtr, ~tatistlc~ studies ~o nat estab~h a causzl
relationship. Rath~ ~7 yo~t ~ t~ nte~ for c~ntc~ ~4
labo~tory re~=~ in o~er to determ~e ~e prec~e.relation~hip-
Cau,ation v~. the Constitutional Hy~othe~s
The reported ~atlstical association between smoking amcl lung
c.;mcer ~ ~etter e~lained by a constituti~l or genetic h~ot~esis
(i.e., the smoker ~d not the smoking Is ~espon~ible for the
a~ociattoa) ~ by the cig~ette ¢ausation h~othesi*-
C. Methodological Weakx~e~ses i~ Prospective Studies
The subjects Ln prospective stu4ies ~-e sell.elected a~ to
smo~g, 1-,-, the subjects decide for themszh'es whether or. /[~/~
not to smoke. Accordingly~ re~I~s of ~ch'ttud~cs ~o not
elimiuate the constitutional or gtnetic h~othesi~ (*¢e above}.
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03,'i7 98 TUE 13:45 FAX
~)~
only ~mo~u~ rather t~-multifactorial [i.e., examining the
Unxepre~mo tat ire
tire of ~t gener~ population. Far example, iB Hammond'a
U.~. populattom
Mcthodologi¢~ WeakB~r.~m~ G-t IZetro~pective Studies
b. Co~y mad C~ Compa,r~o~,
Dif£erenc~ ia lung ca-~cer mott~3.it~ in v~Jou~ p~t, of
corruption. ~e~ diff~en~e~ h~ve be~ shown to
exit f~ co~t7 to co~ty~ from ~it~ to ~i~ ~d even
withi~ ¢itie~
~acial ~i~crep~clea
Difference~ in lung'¢~cer mortality betwee-B whltet
black~ c~not be explained on the ba~i~ of ~g~et~e con~ump-
t~a H-e., blac~ smoke fewer Cig~ctte* ~ white~ but have
hi~her lun~ ~nccr mortality).
.7_O

So
Lung
l~',~Hgious Disc~ep~cies
DiE[erences in the ~cide~ce 0£ I~mg c~ncer between Se,=ish
a.nd non-$e~ish popul*tions in Montreal, Pitt~b~h ~d else-
where c~not be e~lained o~ the b~sls o[ ~t~e ca~sump-
tio~
M=le-Fe~ale Discrep~.ncies
For many years there has been a wide difference (&:l} ~-~ the
incidence of lung c~ncer mortRlity ~n males c0~pare~to
~em~ R=cen~ studies report ~ ~e ~ r~tio is d~cre~-
~g duc to ~ p~k~g ~ ~e ~ence of I~ c~c~r ~mo~g
~a]~ ~d ~ concomit~t ~e~se ~ [c~e~ However, ~e
reported ~crease amoog fem~ ~ l~gel7 adenoc~c~oma, a
t~e of c~cer fo~'~ studies not to be se~t~H~lly a~ocl-
azed w;~ smok~g. ~ermcre, studies ~ the U.X. ~d that
the m~Ie-~em~e I~g c~cer ~d c~g~et~e con~tio~ ~t-
cau~ti~ h~oche~s.
Occup,tion
-axious occupations ~¢hie.~ ~e not explained by
Y~ zhe e~'ly t960°s ,~ese~xc.l~v~ examin?d the lung cz~cer dea~
rates ~rom ~e 193D~ t~ough ~e 1950s ~d to~d
k~ea~ but at ~ ~~g ~t~ ~ ~ ~t, they pr~dict~/I~ ~ 7
next decade ~ ~ ~o~ ~ ~he ~.S. ~ ~e U.~),.reach~g the~/
S~ud~e~ s~ce th~ h~ve ~pport~d the~ pre~ct~ (Le.~ ~e ~-~
d~ce of l~ c~cer ~ the U.K- h~ peter ~d
~c:e~g ~ly ~ ~e oM=st age ~s}- ~e
c~r am~ ~.S~ [em~es is ~eported to be ~cre~s~ but the ~ __
t~e o~ I~ c~cer ~e~ ~e ~yorte~y de-elop~ (i.e., adenoc~-
c~om~ ~ ~ t~ o[ c~cer fo~d ~n s~ud~es not to be
Real versus Art~/act
Ma.,~y scientists h~ve obse.~,,ed that the
l~g cancer migh~ ~e]l bc due to increased diagnostic ac-
c~acy. ~e probl~m ~ comported by
early p~t of ~e cent~y ~ere w~ pro~abl
probabIy ~ tendency to o~crd;~gnose

03/17,9~
TUE t3 45 FAX
Ad,,a.'aces in Diagnostic Technique~
The principal techniques for diagnosing lt~ng ca-ricer
ray, bronchoscopy and tputum cytology} became widely
available after 1930. ~ere was ~ot e~en a ~ecific
I.C.D. category for l~g c~cer ~til 1939. Accord~gly,
at~emp~ to comp~e l~g cancer ~ the ¢~ly
century with l~ng c~ccr today ~e often mislead~g.
Inaccuracy of Death Certificates
Studies of smoking and lu~ng c.a.ncer often raly upo~ death
terrific:ties in determL~ing cause of death- How~ver~
m~T studies have fo~ death certificat~ to h~ p~tic-
of deat~
Confusion with Other IRe~-piratorT Conditions
~ o~Iy a small pert=hinge (i-e., about 1-5~) of ca~es '
~agnased ~s tub~los~ ~ othar ~fectlous ~ea~es ~t
app~c~t ~crcas¢ ~ l~g c~c~= ~ce ~e tu~ of the
ce~y ~ould h~ virtu~y aliminzte~
d. De~,ection Bias
smogars in e~ua~g ~ medic~ situation, smok~g
the ~se~e itself.
~onfusion of Primary a~d Seconda_~/
Studies Fred that ~he main re,son Jar d~ath certificate
~nac~a~ wi~ r~g~ to l~g ~cer is due to ~e
inabili~ to dist~Is~ prim~ l~g c~c~ (Le-, l~g
c~c~ whi~ ~es ~ ~s lung, ~rom secon~7
¢~cer (Le.~ cance~ whi~ m~t~st~izcs to ~e I~E)-
M~y of the met~tatiC l~g c~cars ~e from ~s not
even statistically associated ~i~ smok~g.
Population quali~ies
Age
this cent~'-y has rcs~ited in ~ older population ~oday.
perhaps ~tth ~eaker l~gs, which is p~ticularly ~sctpt-
ible ta ~r~nic pulm~n~7 disease~, such as lung c~cer.
Furthermore, ~tudias, of c~cer ~ diHtr~nt countries
age ~t~ctur¢ of the populations f~d that the total
number of ¢~cer deaths ~ a given population is relate~
to its age armature not its environment.
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03 17 !}8 Tug 13 ~8 FAX
.
[~,I
b. ~ohort F[l'ect
¢~ncer ~ ~llke other a~er -- d~d Aot ~orrelate ~ith
~c~ea~ing age but ra~her it peaked in ~hite ~ale~ ~ the
latter half of t~e ~i~ decade of li[e. ~ey
lh~ ~nding to a ~eeable ¢ohor~ o£ men ~i.e., ~hose
born a~d the ~urn of ~e certify} ~d postulated
~ this vu~er~ble cohort grows older ~d is elim~ted
frnm the ~opulations ~e incidence of l~g c~ccr among
~hlte ~a1~a wo~ peak ~4 £ina~y decline.
s~udiea conf~m ~he accuracy of their predlction~ (i-e., in
the U.S. l~g c~cer ~ ~cre~s~g ~Iy in the ctdes~
catego~ ~d ~ ~he U.K. it h~ peaked.
~al the age vf incidence of l~g c~cer dae~ ho~ ~epend
eider up~ the age at ~hi~ =mo~g ¢~mmenced o~ the
duration ~f smok~g or evea ~hether or not one smokes.
The claSm t, ha.t smokes ~ho ~ale ~e more ~hle co
c~c~ is ~¢~n~tent ~i~ ~ ~dings from one pro~e~ive
Ce~ati~ of Smoking
W'aile most a~ll-smoker~ c/aim zhgt a~ ~x-~moker°s rL~k for
developing l~g c~cer ~pproa~ ~at of a .nonsmok~
y~s after ce~ation, at ]tgst one
claim~ ~at ~ ex~oker's r~sk for deve~op~g I~E c~cer
ix ~onsi~tant with the constitutional
4. "Tar" Yields
The peaking of lung cancer in ~hite ~ales /s more llke]y the
re~lt of ~e ch~ng ~at~e~ ~f the ~seate ~h~ ~e decrease
in "tar" yields of cig~etta~ during ~e last ]5 years. ~ the
c~ly 1960's rese~chers excreted the l~g cancer death rates
from ~he 1930's ~hrough xhe 1950's ~ fo~d ~em t~ be
~crea~g, hut at • decreasiag rate. As a result, they
predicted that the male death rate f~m I~g c~er ~ould
level ~ff in ~he nex~ decade or so ~h0th ~ the U.S. ~4 the
U.K.}, r~achtug thclr conclusion ~ithout r~g~d to lh~ ~ok~g
h~hits in the population-
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03/17/98
TUE 1.3 46 FAX
~x-p ~im ent al Igvideace
A. Anim:al Studies
I. Lung Ca:acer and Laboratory Anim~Is
Despite a~ enorraoua research effort to produce i~ the
• ted with smokey, resear~cr~ have fa~,d to produce
a. Beagle Dogs
Several yea.rs ago a researcher cla.i--c~l ~hxt he had~
produced I~E c~cer ~ heagl~ dog~ e~osed to ~resh,
whol~ ~moke. ~s e~er~ment received a grc~t de~ of
rese~ ~d a great de~ of trouble ~d~g a scienti-
fic jo~al ~at ~Id p~b~ ~e ~ud7 be~e hi~
con~l ~ ~d other ~e~od~ogles w~e ~ade-
"e~l7 ~mo~ ce~ bron~ c~c~om~," but h~ pi~
t~ o£ ~e~ ~ppoaedl7 ~x~ve ~i~a do not ~ow
eider ~c~oma, or ~v~ion~ ~ ~y .evenh ~e re-
se~er's ~m ~at he hxs p~uced ~ dogs ~ t~e o£
l~g c~cer ~at ki~ hum~ has ho~ me~ ~i~ ~cre~-J
~g s~epti~sm ~d =ou-accept~c~ Some of his dogs~
~o~ ~ose4 to smoke ~d ~t ~ ~po~ did have
statistica~g ~oclated wi~ smokey. ~stead, ~ey ~e
hellevad ~ he ~e re~lt of • ~1 ettvlo~.
b. SF~i~ Golden Hamsters
Syrian Gold~.~ hamsters have bee= • populaz model
",.he experimental produc*.ion of lung cancer hacause
their l,r.~o~n capability to develop *.he disease
cape:sad to a cancer causi~ agent. Nevertheless,
se~chera ~ve ~fformly ~ailed ~o produce ~ h~msters
expose~ to gze~, ~hole cig.are~te ~mokc the k~d ~
,c~ce~ reporte~ to be stat~tically a~ociated ~ith
ing. One life time study reported ~at h~scers
to ~woke gained le~ ~eight th~ the non-exposed
~als; ho~e~er, ~he expo~e~.~nimal~ lived longer
non~xposed controlg
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03 ~7 9~
TUE 13 " 46
FAX.
~nd Other ~odents
~e~plte ~n ~normoua research eIfoct, labocatory tests
~ole ~m~ke h~ve tailed t~ produc~ the ~d o~ lung ~7
c~cer reported to he atati~ticall~ a~cfat~d ~t~ amok-
~g. ~d, ode ~cent ~p~imc:% whi~ ~xam~e~ ~e
potengi~l of tobacco smoke to act with other chemlc~s~
~lu~c~ atther ~ fncidenc~ ~r ~e la~ea~ of I~io~s
ind¢ced ~ mic~ -ith a laharator~ carc~o~e~.
c~cer on the skis o~ ~im~s p~nt~d with tub~cco smoke
~lav~ t~ ~e ~m~ l~g ~c~ ~rob]em- Am~g ~e
re~o~s given £or ~hi$ ~iew ar~: .
The rel;zttvely enocmoua closes o~ ":ax" used.
skb-, painting experimenLs.
l~mg tLs~e, i~r..hadLng va~ima~ cle~ct~g mee.hma-
frex~ ~hcle ~g~ette ~o~., ~~ers have
reported ~e p~ductio= of l~ge~ c~c~ ~
h~msters ~ose~ 10 to~co ~oke; hc~ev~, h~
ca~e of ~e pe~li~ ~hy~olo~ O~ ~e hamster
(l.e., it conc~trates ~e ~moke on a sma~ ~a ~
sk~ p~L~g th~ t~al~on te~
The posslble role of v|ral agents in sk/n paint/ha ~ ~
Other Tachniques ~Impla.~tation, I~.srtLlati~m, etc.)
~l-~ents or in special media such as w~m bees ~, tmpl~t~-
tion phlle~s, ~c. Some researchers have claimc~ poaitSve~
results; ocher expcrlmentx ha~e resulted ~ negative findings
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TUE 13- ~6
but, unfort~'aately, little ~ttent|on h~ been paid to them.
example, one such study found that condensate
the trachea of test ~imals did not re.It ~ ~y c~cers of the
tory c~cinoge~
c~cer~ ~ese
~trapolat~g the ef[ects
B. I~ Vitro Studies
Some studies have reported mutatioual
b~ct~ ~d ti~ue c~turex e~se~ to tobacco smok~ condensate
["t~") ~ tobacco ~moke. How~, no one ~d~t~ ~e
ti~e ~imal ~ari~, not ~ a ~b~titute
7/
C. Ca.rcinogeno~is
The 1963 Su.rge~n General'~ I~.=port
tobacco smoke t~ ~e~t a ~zzlin~ ~om~." ~l~ewh~e,
~9~ ~port .a~o~l~ge ~e compl~ n~ o£ c~og~asis.~
e~og~ ~ ~Z~ette smoko ~ too 'sm~
c~c~og~ic ac21vi~" ~ ~be~ed ~ ~e~ ~ gig~tlc ~roblem
m~ ~d, ~ 1977 ~ U.S. D~m~z of Health bootee ~tlt1~&
e~p~ment~ tobacco smoke c~og~es~ "~at
~us~ relatlon~hlp becwe~ ~ig~eCte xmok~g ~d c~¢e~ h~
he~ dcm~at~'" ~e booklet [~ ~dlcated that
i~en/~cati~ O~ ~it~a~ ~d ~romotcr~ O~ ¢~cer [~ tobacco
~t~ficial to focu~ upon th* effecta o[ ~y one ~gredien~ or J
~t~up ~ ingredients ~ i~ola~io~ from the other~. It N~ loag~ ' ~
~¢cn ~o~n, /or exampl% that certain smoke constituent~ a~t~ 7 */ 7~
~ ~ti-c~c~ogen~ ~ test ~imals. Similarly, co~po~ds th~t~
~e c~c~ogeni~ i~ test ~{mals, ~hen ~plled in i~ol,~ion,~ 7~--
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03/17
TUE 1347 FA.~
smoke previously thought ~= he ]xck~g ~lIogether
genlc ~C~ivi[T have t~ce~II~ ~e~n (o~d to be
geni~ ~hen ~pplied with true ca~cinoge=~ ~ test
product ~t is produced bg pas~g tobacco sma~e
~tly, stgdles sho~ that there ~e qu~tative,
f~esh smoke ~o ~hich hum~s ~e ~osed.
Tobacco smoke is a. h~ghly coml~la= m~x~u~e o~ so-oral thou-
tobzcco smoke does contx~ ~ m~tc amo~ o( ben:o(~-~ ~7
p~r~e, it d~e~ no~ me~ tha~ It ~i~ be h~mE~ to th~ ~moke..J
~of~ .w~ sgu~y showed that ~ofers e~ed m conce~-~
e~o~ in~ed hy smokhg had ~o ~c~sed ~cld~ca o~
~g e~cer.
4. Nit~oaxmi~s
ni~samiaes to be present ~ cfg~cce smoke. Other studies
c~¢et. However, scientists ~d goverum~ agencia~ g~-~
c~cer rem~s unde t~m~e~ ~
A. Cl/nica! Evldcttce
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03/17.'98 TUE 13:,17 FAX
r~lq.
Persons who have never smoked develop camcer of the lung
Studies indic~te that a substantia.l number of lumg co.ricers
ragi~ ~hich i~ the place ~ thn ~ most ~ose~ to tobacco
though the trachea, ~hi~ i~ p~t of th~ respiratory
more exposed to tobacco smoke t~ the
Laryngeal Cancer
Although the l~ynx, which ig p~.rt
o~ l~eal c~c~ h~s remained
Second l~:im azie_~
~ILhough Lh~ce is no reach to ~ppos~ ~t there ~ a grea~ar
~po~e La tobacco ~make. at ~he site of ~7 giv~ l~g c~cer
l~g~ ~ ex~emely rar~
c~cer ~d others ~ not. ~se who hold
studies by gellerm~ ~d Sh~ ~hi~ reported ~t
p~centage o~ ]~g ~cer patients had high level~ of ~d~cibil-)
i~ of ~ ~zyme called ~yl hy~oc~bon
Howcv~, more recently Dr. Shaw has reported that he could
~ot rep~cat~ his e~lier find~g~. ~ere is ~so puhllah~d~
c~£i¢~m of the Kell,rm~ ~ Sha~ study ~eai~at~g tha~ :he
of the mitogen use~ Other researches ha~e r~orted
production of ~amou~ cell l~g cancer
~imals, a ~ding which ~z conteg~y to
the ~ech~is~ ~her~by ]~g cancer is
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