BATCo
United States Patent Patent Number - 4,632,131
Fields
- Named Organization
- Philip Morris Incorporated
- Named Person
- Kelly
- Nicholl
- Wells
- Green
- Millin, V
- Hind
- Lindsley
- Block
- Helm
- Moshy
- Strubel
- Pittman
- Miano
- Parmele
- Frankenburg
- Samfield
- Egri
- Beringer
- Buchmann
- Monte
- Wayte, Alline R
- Nepomuceno, Jose G
- Harpham
- Sowa
- Merritt
- Muth
- Wurzburg
- O'Brien
- Walberg
- Isackson, Robert M
- Grunwald
- Deszyek
- Deterl
- Quigg, Donald A
- Nicholl
- UCSF Code
- aaa70a99
- Type
- diagram
- table
- patent
- table
- Region
- United States
- United Kingdom
- Germany
- South Africa
- Canada
- United Kingdom
- Date Loaded
- 21 Jul 2004
- Author
- Keritsis, Gus D
- Burnett, George H
- Thening, Richard A
- Allen, Glen
- Nepomuceno, Jose G
- Gergely, Alex S
- Powhatan
- Burnett, George H
- Box
- 091
- Folder
- bcmn0000
Document Images
United States Patent
Burner et al.
[~13 Patent Number:. 4,632,131
[45] Date of Patent: Dee. 30, 1986
MULTISrRAND SMOKING ARTICLES
[75] Inventors: Geer~ H. Barnett; GI D. Kerltlis,
both of Richmond; Richard A.
~ Glen Allen; Al]iae R.
Wayte; Jme G. Nelmmncene, both of
Powhatan, all of Va.
[73] Assignee: Pidlip Morris Incerporated, New
Yodg N.Y.
[21] Appl. No.: 740,37£
[22] Filed: Jaa. 3, 19aS
[63] Coatiauafion-iswpart of Set. No, 6~7,407. Jul. 3. 1984,
[51] Iat. Cl.4 ................................................ A24B 3/14
[52] U,S. Cl. ......................................131/3SS; 131/'77;
131/78; 131/79; 131/8~. 131/369; 131/375
[55] lrmlcl of Senreh ...................... 131/'77, 78, 79,
131/375, 369, 370, 364, 365
u.s. PATENT DOCUMENTS
235,885 12/15~0 Liadtley ,
235,886 12/1880 Liacisley ,
T91ZOII 7/1973 ila~ham.
2,349,551 5/1944 Helm.
Z433.877 1/1948 Wells et al, .
2,445,331 7/1948
2,485,670 10/1949 Sowa et al..
2.$9~$$3 4/19~2 Fmakenburg et aL .
Z59B,6~O 6/1952 Frmkeabu~g .
2,708,173 $/1955 Samfield et al..
2.~45,933 8/1955 Samfield ct aJ..
3.012.562 12/1961 Merritt.
3,085,$~0 4/1963 Math.
3,09~t.492 7/1963 Wnrzbm~ et
3.141.462 7/1964 Biacketal..
3,166,ff78 1/1965 PL, meJe e~ al..
3.203,432 8/1965 Cneea et al..
3,209,763 10/1965 Panaele et aL .
3,223,090 12/1965 Sm~bel et al..
3~9S,06~ !/1967 l~lcboU.
3.313,003 4/1967
3,353.541 il/1967 Hiad et aL .
3.364.93S 1/196~ Mmhy et al..
3,373,751 3/196~
3.404.6c~ 10/1968 Mc~hy et aL .
3,404,691 10/1968 Moshy et al..
3,410279 1111968 Mothy et al..
3,411.$15 11/1968 Hindered..
3.424.170 1/1969 Gnmwaki
3.467,109 9/1969 I~locketal..
3,528.434 9/1970 Halter et al..
3,529.602 9/1970 Iliad et aL .
3,613.693 10/1971 Moat¢.
3.760.815 9/1973 Dek,3~k.
3.820.54~ 6/19";~t BuclmIm et al..
3,86~.120 2/1975 Detefletal..
3,894,Y44 7/1975
3,931,g~4 1/1976 Mitno et al..
3,93~,0~1 1/1976 i~ucJnamm et al..
3,96&80~ 7/1976 Kelly et sl..
3,983,884 10/1976 Deten et aL .
4,0~3,371 4/1~7| Bc~ia~r et al..
4,233,993 11/1980 Miaao et al ....................... 131/3~4
4~333.4~4 6/19~2 Ke~i~is ........................... 131/359
4.M0,072 7/1982 ~ et aL .
4.347,855 9/1982 I, aJzzillo~ e¢ aL .
4,391,2J5 7/1913 Bumetg et al..
4,506,684 3/1985 ~ ¢t aL .................... 131/369
4,513,756 411985 Pitmma et aL.
FOREIGN PATENT DOCUMENTS
951209 7/19~4
0563~ 7/1982 Emopean Pro. Off..
1167717 4/19~ Fcd, Relx of Oemmay.
15321~ 7/!~ F~. ~y.
235~7 7/1~4 F~.~. of~y.
17~1~ 8/!~4 F~.of~y.
24101~ 9/1~ F~ ~. of~y.
1437~ 11/1~9 N~ .
~38 ~1~ ~.
~ 11/1~ U~~.
I~ 1/1~7 U~ ~ .
2064296 6/1951 Uaited~.
At;arney, Afea~ or Firm--I(obext M. ~
for ~g it m ~. ~e ~ ~ ~
~ m pi~ ~~t ~ ~ ~ ~ ~.
f~ ~ ~or ~ ~c f~ ~ mo~ ~ by
"-.
.Z-_--

U.S. Patent
Dec. 30,1986
Sheet 1 of 2
4,632,131

U.S. Patent Dee. 30, 1986 Sheet2 of 2 4,632,131

1
FOAMED, EXTRUDED, COHI~.ENT
MULTISI"RAND SMOEI~G ARTICLI~
CROSS REFERE~C~ TO RELATE~
APPLICATIONS
~ application is a con~nuafion-in-ps~ -pplicafion
o/" appl/cadon Se~. No. 627,4~/ filed July 3, 1994 by
George Henry Burnctt, Ous D. Kcritsit Alline R.
Way~ and Jose G. Nepomuceno, cnt/tled FOAMED,
SMOKING AI~.T~CLF..S ~ow abandoned.
BACKGROUND
known. Se~, ~g., U.$. Pat. No~ 235,$g5; 235,886;
2,43~,$77; 2,445,33S; 2,485,67~, 2,592,5~3;
3,0~5,$~0;, 3,098,492; 3,203,432; 3,209,763; 3,223,090;,
3,295,0~2; 3,313,003; 3,333,~41; 3.364,933;
3,404,6~0; 3,404,69]; 3,4}0.279; 3,~2B,434; 3,~29,602; 20
3,894,544; 3,931,824; 3,932,081; 4,053,37]; 4,233,993;
4,333,4~4; 4,~40,072; 4,347,835; 4,391,285; U.S. De.fen.
~ve Publ/c~on No. T9~2,0]~; ~ P~bfication
Nm. 1,167,717; I,~32,104; 1,7~2,854;
2.4~0,~68; and 2,633,627; ~ ~ No. 93L209;
U.K. P~bl/c~t~m Nos. 2S2,369 ~md Z064.2%; Swiss Pat.
No. 2?5,420, Belg~m Publication No. ~2~503; South
Afdca~ Publlca6on No. 69/$$8; Nethedmds Publ/ca-
fi~ No. ~43,799; ~md commonly ~g~d U.S. P~
4.~|0,9~0, ~ued A~. |6, 195~, each of which is hereby
/ncorporated by re/'erm~ce in iu e~irety. Some of those
documents re~e~ to exm~o,, of strands or filaments of
tobacco or to extrusion of tobacco rods containing azi.
One s~ to m~king • fomned, ~ed smoking
m'dck is disclosed in commos~y sssigned U.S. Pa~.
4,~10,9~0 and co-pending and commonly m~gned U.S.
patent application Ses'. No. 723,$g3 filed April 16, 198~.
The smok/ng ~rticle is typically subsmnti~y cylinck/cM
and ~s extruded under cond/dons such thst the wate~
the wet blend fed to the cxtrader die is converted to
steam, thereby foaming th~ article. The m~cle is mono-
I/t.h~, t/mr k,, it is extruded ~ • single sn-and w~h •
diamem of t~1~:~y about $ m~ if the ~e
retd. 45
sufYtcicnOy during smoking to cause the m/cle to col-
draw (RTD) o~ the ,m~cle has bee~ too high
d~cuh to conu~l.
Accordingly, the~e ~s - coat,nudE need }'or gmok/ng
a~d othe~ pbysk:al proge~'tie~ ~ be easy controlled
the m~rk~tp]a~.
SUMMARY OF THE
The presto invention solves those a~d other prob-
letup, as will be explsined below. Brmdly, th~ prc~nt
invention ~ an e~ruded, ~obe~m, multim.q~l,
cle ~omI~s~ng a plurality of ~ su~._ds that
e.x~d general]y a]oug the lon~mde of the
a~icle and are adhered to ~ne another so as ~c leave
flow p~sa~eways between ~e strands, which ~
way~ ex~d generally a]on~ the longitude of the smo~-
i~ micle, the ,~u6on of the str~ds a~d I~sase-
4,632,131
2
ways provid/ng sufficient heat tnu~e~ area ~ ~t
• e pro~ ~ of ~ ~ ~e by a mo~ m
p~g(a)~tSm~t98~ %of~
of up m a~ut 3~ (a)f~ 0w ~ut t.0~ % of
~. % ~s ~ ~ ~ ~e ~u~ of(l) ~u-
l~c b~m ~S of hy~x~yi ~
~d ia ~ ~ ~ ~ ~ h~.
~yl ~ ~yl hy~yl ~ h~x-
~ ~ a ~t of ~~ ~ ~
or (3) a ~ of ~ ~ ~ ~
of f~m ~ut 0.0~ w ~ut I,~ ~ ~ ~ ~
~ ~ m ~e ~ ~ ~d ~ ~
~ ~ m~ ~ ~ f~ ~t ~ ~ ~
of~e~ ~~ ~~t ~t
~~~t ~~ for ~
~ at a ~ ~ f~ ~ ~o~, ~
m~ ~S ~ ~ of: ~ m~ ~

4,632,131
3
lmrti~le size of up to about 5 mesh and an OV va]ue of
from about 3 to aleut 21~, from 0 to about 60 wt. ~of
a fitler having a l~'licle s/ze of up. to about 3~0
from 0 to about ~0 ~ % of • foaming agent in~l~ling
any solvent or vehi~e other tha~ water, from about 2 to 5
about 40 wt. % of a binder selected from the ~roup
consisting of ~.Jlulosic binde~ natm-ai binder, modi-
fied natm-al binder, and mixtures thereof, and wate~ to
form • wet blend ~ontainin8 from about 15 t~ abcmt 50
w~. % of wamn and exmadin~ the wet blead through
die having a plurality of holes und~ extrusion c~li-
lions of temperature and premure such that as the wet
blend is exu~led, thereby forming a plurality of
slrandsb (i) the moisture or other foaming a~ut i~ said
blend is conve~ed to s~m or othe~ gaseous product m
as m from each strand tnd ('u') the sl~mds adhere ran-
domly u3 one a~ot~cr ..loag the~- ot~¢
I~ -,,oth~ ~ of tb= iav~do¢ tb= w=t bkmd m~y
be ~ through a die havin8 a plural~ of holes
thexeby forming a phh-efity of stras~s which are then
~ause the moisture or other framing agent in the strands
thereby framing the article, and ~ame the sarfac~ of the
adhe~ l~re~e~ably randomly, to ew.h othex along their
may adhere togethe~ independent of the extrusion ~-
ditiom and temperature and po~t-extrmion drying by 30
the application of an ~lhe~v© or other mmufactu.,~
process that will produce a tacky surface on the individ-
ual strands w that the strands wi~ adhere to each other
(~) dry bl,~ding (0 from abou~ 5 to ~bout 95 w~ ~ of
tobacco panicles havin~ a perticle aize of up to about 5
mesh and an OV value ¢n nmn abom 3 te about 20%
with ('d) from 0 ta about ~0 wt. % of a fdler having a 40
l~rficle size of up to about 3~0 ~ ('rio from 0 to about
~0 w~ % of • foamin~ agent, inr, ludiag any solvent or
vehic.le other than water, and Or) from aboat 2 to about
40 wt. % of a biade~ ~lec~ed from the ~roup masimiag
~ ¢eJl~o~c biaden, nttnrti binders, modified natmal 45
(b) admixia~ ~e dry blend f~m step (a) with watex to
form a wet blend ~taining from about I$ m aboat
w~. % of water,
(¢) ~ the wet b|eud from step (b) through a
die having • plurality of holes, trader oae of the foltow-
meh tha~ (I) as the wet blind is extruded, the~by
formiag • plurality of strtMs, (i) the mois~re or" othe~
feamia~ a~eat m ~ blead is converted to steam or
smffaces; or (2) the we~ blead is ~ thm'eby form-
ing a plm'ality of ~rands whic.h are pin.rased in a dry-
ia$ chamber uMer comiitiom that O) ~me the moimare
or other fmmm$ agent ia the m to be converted to
steam or other gmeous produ~ the~by f~mnia8 the
will adhere to each other aloas their least~ or (3) the
wet b}e~d a ezu~ded, tlm~y forming a pluraliW of
.m-a~dt that ~re framed in accordance with ttep (1Xi) or
mp (2)(i) whereta the mand~ are ~o proceed by the
4
app]ica~ou of an adhedve, aim/far material, or other
manufactm'i~ pmce~ under mad/tiom that will pro-
duce a ta~:ky mrface on the individutl strands so that
B') mmpmm the stel~ of:
(1) d~ blending from about $ to about 95 wt. % of
totmcco particles havi~ • particle aize of up to about
mesh msd aa OV value of from about 3 to about 20%
with from 0 to about 60 wt. cJ~ of a filler having a partl-
tie size of up to a~'-ut 3~0 ~n aad from 0 to about
wL % of a foaming ageat iacludin8 any so]veto or velxi-
de other th~ water;,
(2) prehydmiag fmmabeut 2 to a~out 4e wC % of a
biade~ sele~d f~ the ~mup mmisting of
thefi~ bindet~ and mixtm~s Ibereof by lai~ng the
binder with wa~r ~ similar solveat to a~tivate the
adhedve ~ of ~e l~den
(3) admis~ tSe dr~ bread from step U) and the
prehydrated binder from step f2) ta form • wet btend
~aining f~n about D to a~m ~Ow~. % of water,
(4) extntd/~ the wet blend from stop 0) m set forth
in Method A stop (c).
In exma/m ~ep (2) of either Method A step (c) or
Method B ste~ (4), the nsu]ti~g ind/vidua] strands may
drying chamber, prefen~y • microwave cavity, whe~
strands aad l~efefably to become hot and sticky mul
on a conveyor belt made of • material aot affe~d by,
be~. lu aecordaaee wRh extrus~ou step (3) of e~the~
Method A step (©) o~ o~ Method B step (4), whea an
adhedve or the like is ~lm-ately applied to the eatraded
la anoth~ aspe~ the premmt invemioa relates to a
die meal to fc~m the cuhereut, multistraud smokiag
resistan~ to mllapee are ai~niftmady bem~ flma a
~ suand'* but the RTD, derek, taste, aad other
properties are still within c~nmereially favorable
ity of maaufa~ured snt~n~ m~icle8 it such that c~..
t~fftum of the tiagle ttrmd mmkiag arfick aould be
~ the ~omp~fion but ~e fo~m~ change would
quire excessive mounts of tobacco per arti~e and raise

4,632,131
its RTD and the latter cbenge would probebly change
the taste of tbe arti~
Other advantages of the present invention will be
BRIE~ DESCIUPT/ON OF THE DP-~AWINGS
To facilitate fut'tber ditc-a~ion of the invention, the
foliowin~ drawin~ a~e provided in which:
FIG. I is • peftpective view of the end of the barrel
of an extrudor showing the pre~en'ed die of this invert- 10
FIG. 2 is a ~ide rectorial view taken along line 2--2
of FIG. 1;
FIG. 3 is a perq~c~ve view of the die;,
FIG. 4isa f~ont view of the die; 15
FIG. 5 is a side sectional view taken alon8 line ~--5
or" FIG. 4:
FIG. 6 shows the layou~ of the holes of the d/e;,
under barrel of FIG. l~
FIG. $ is a penl~ive view showins • smokin~ a~-
FIG. 9 is an end view of the distal end of the smokins
FIG. 10 is a s~de sectional view takm alon~ line
10--I0 of FIG. 9.
DETAILED D~ON OF THE
INVENTION 3O
d~M smoking amcle of tiffs invention comprises •
anoth~ as a resuh of the ~0~'m~on p~s used to
s~ands su~ciently .~ined to one anotl~r rather than
berg • more am~mblage of separate o~ insul~ciemly
joined rounds. The strands are "co-ermuied" in the
sense that they exit different holes of the same die, desir-
ably at substantially the same linea~ v~ty as one
~ysyadhe~d m one another leavi~ random/zeal
~k~ the knSth of the m~k. 4~
F.
H the s~,aads are ~1~rate or if they are imufficienfly
joined, strands may move Icas~udinally and fall out of
form the randcna~xl pamseways betweea the
preve~m any exte~/ve cbenneli~ of the gas/aerosol
/or from having smT~em n~knce time in the smoking
that it has the look and feel of a smoking articJe (e-g.,
~iSm"et'te) made by a conventional proee~ Howeve~
the smoking ar~cle is formed, twima8 of the coheir
strands or rope reduces the channeling of the smoke
through the passageways. This fmms a more tortuous
rive R'rD.
Adheria8 strips or re'ands of mbac~ materi~l to one
another after the strips or straad~ have been formed
singly and are relatively dry does not result in a producx
of th~ invention. Except as provided for by the addi-
tional upplk~ou of ,n adhesive, special proceming
conditions, or twisting, such a smoking a~cle will gee-
ex'ally not have the required balance of propert~ e4.,
the intenml tortumity to ~ool the ~at/ae~esol su~
~ieafly, acceptable RTD, denny, taste, feel, and *o
forth.
Furthermore, as will be explained below, many fac-
ton will aHect whether a smoking ar~J© exuuded from
a compositio~ withie the present iave~fio~ forum •
coherent smok~g article with the required pmmage.
ways. Some of the fa~on are type of eamMer, die
c,o~guration, amount and type of binder and otbe~
additives (e..g., miffening agents), amount of wate~ in the
composition, operating tmnperamres in ~e ~ or
The tobacco used herein my be any type of tobac, co
and will generally be vomminuted tcbecco w.lected
bac~o, comminuted memo, tobacco dum or rmet, and
mixtures thereof. The mbac=o my have bee~ previ.
omJy subjec~d to a stiffening or expamion precess to
particles e~uployed in the present inve~tioa will have •
porficle ~ of up to about $ ~ ,~r~efshly, substm~
tially all the particles will be less th~ 35 mesh, ud
more preferably w~l be less than 50 mesh. When par~-
¢le t/zet greater than 35 mesh are e~ployed, it my be
necessary to add a polyfunclinad acid, such as citric or
tasshtm sahs, dm'ing fmmafion of the wet blend i~ order
m achieve the desired appeara~e and foami~ of the
tams from about 0.! m abont 15wt. % thereof, prefera.
bly from about 2 to about I0 wL %.
The ~ is prderably ~ from the 8mup
ing of hydmxypmpyl cellulme, carboxymethyl cenu-
po~ms/mn, a~d ammamum aalts, hydroxyethyl cellu.
line, ethyl hydroxyethyl cellulose, hydroxypmpyl
methy~ ee~uk=e, methyl cellulme, ethyl orlinlme, and
mixtures the~of.
methyl celhmse and ~ ammoninm and ~ metal
aalls, hydroxyethyl ce]hdme, and mixtures thereof. A
mixture of carboxymethyl cell~me and hydroxypropyl
ia present in the amoking artir~ in a~ amount of frc~ 0

: 7
4,632,131
to about 40 wt. % and preferably from about ! to about
Y) wt. %.
The natural binder, modified natural binders, and
synthetic binders are selected from the g~oup consisting
of pectin and it~ .sodium, potassium, and ammonium
=-tits, starch, guar, chitin, chitosan, xanthan, and deriva-
lives thereof (e.g., hydroxypropyl gnat), hemicelluluse,
curdlan, a salt of ~aathamonus gum, carageenan, oxy-
cellulose, po|yviny] alcohol, vinyl maleic anhydride
polymer, vinyl msieic acid polymer and its sodium, 10
potassium, and ammonium •nits, nficrocrystalline cellu-
lose, dextran, dextrin, fibrous cellulose, and m/xtures
thereof. The natural, modified natural, and synthetic
binders are present in the smoking article in an amount
from 0 to about 40 vrt. %.
The total amotmt of binder present in the smoking
article is in the rsage from about 2 to abou! 40 wt. %. A
typical binder combination is 5 wt. % hydroxypropyl
cellulose, 2.5 wt. % carboxymethyl cellulose, and 2.5
w~. % starch. A~other typical combination is I w~. % 20
hydroxypropyl cellulo~ 4 wt. % hydroxypropyl guar
and 5 w~. % starch.
The article may also include as a fdler any paniculate
material having a particle size of up to about 350 pm
that is compatible with the other components of the 25
blend. The idler is preferably selected from the group
consisting of calcium carbonate, magnesium carbonate,
calcium oxide, magnesium o~de, calcium hydro~,ide,
magnesium hydroxide, metallic aluminum, alumina, 30
hydrated alumina, clay, silica, and mixtures thereof and
preferably is calcium carbonate. When the filler is
added, it is added in an amount so that it is from about
5 to about 60 wt. % of the smoking article.
The dried or equilibrated smokm8 article contains 35
from about 5 to about 20 wt. % water, which is
cal|y measured as oven volatile• (OV). Preferably, the
smoking article contain~ from about 8 to about 17 wt. %
water.
The smoking article has a deusiW of from about 0.05
to about 1.5 g/co, preferably from about 0.10 to about
1.0 g/co. The articles comprise a porous t~a'ucture that
permits static burning and the passage of smoke
erosol) through the article to the smoker. The de~ity of
the article is related to the porous structure and the 45
voids created between the strand~ and an article having
a density within the •pacified nmge and having the
randomized passaSeways of this invention provides
good burn rate and ~on of smoke to the
;moker. 50
The smoking article~ may also include from about
0.001 to about I wt. % of an a/cobol c~npstible with
the ccl]ulosic binder, that is, an alcohol in which the
cellulosic binder is soluble. That alcohol is selected
from the group consirdn8 of ethanol, methanol, isopro-
panol, n-propanol, ami mixtur~ thereof. The alcohol
present in the smoking article may result from adding
alcohol during the formstion of the article to lower the
moisture contem of the extrudutc at the die or may be
rcnidual alcohol as a result of adding flavor casings.
The smoking article may also contain from about 0.
to about 40 w~. %, preferably from about 0.5 to about 20
wt. %, of• crms-li-~-g or stiffening agent. The stiffen-
ing agent which is added prior to extrusion and then
eroas-linked during extrusion is w.lected from the ~roup
consisting of alginic acid, carboxymcthy] chitin, pec.
tinic acid, chiton•, carboxymethyl chiton•n, water
soluble udts thereof, and mixtures therenf. From about
0.1 to about 10.0 w~. % of• water soluble salt of c.a]-
cium, magnc~um, and/or aluminum may also be used.
The ~noking article~ are preferably formed us •crier.
ally cylindrical, coherent, mul~trand articles having a
diameter of from about 2 to about 35 ram, preferably
from about 4 to about 25 ram. Alternate cross-sectional
configurations may be made with an appropriate dic, for
example, oval, star-shaped, cylmdricul, and the like, or
shaped appropriately in a post-extrusion process. These
rods are typically made in conventional cigarette or
cigar lengths and may be wrapped with cigarette paper,
a cigar wrapper, or a co-extruded shell of combustible
muterial or the like. The articlcs may be thus marketed
as non-filtered "'cigarettes" or us "cigars." A conven-
tionul filter may be joined to the "cigarette" by tipping
paper to form a filtered smoking article.
Various flavorants and/or humectunts that are com-
mouly employed in the manufacture of smoking articles
may be added prior to extru~on or may be subsequently
added to the extruded at~Ae.
The method of the presant invention comphses mix-
in• or blending together tohacco particles with binder,
f'filer, foaming agent, crms-li~klng or stiffening agent,
and any other desired ingredient with water or similar
solvent to form • wet blend, and ex',ruding the wet
blend through • die having a plurafity of holes in ant, or-
dance with one of the following extrusion conditions
such that (1) as the wet blend is extnsded, thereby form-
ins a plorality of strnads, (i) the moisture or other fomn-
in• agent in the blend is convened to steam or other
gaseous product so as to foam each strand as it ex/ts the
die of the extruder and (ii) the strands adhere to one
another;, or (2) the wet blend is extruded to form • plu-
rarity of strands which tre processed in a drying chiun-
bet under conditions that (i) cause the moisture or other
foaming agent in the strands to be converted to swam or
other gaseous product, thereby foaming the strands, and
(ii) thereby cause the outer surfaces of the individual
strands to become tac,~y so that the strands wdl adhere
to each other along their" length; or (3) thereby forming
a plurality of strands that are foamed in accordance
with step (IXi) or step (2Xi) wherein the strands are also
processed by the appfication of an adhesive, s/mi/ar
matertti, or other man~g process under condi-
tions that will produce • tacky surface on the individual
strands so that the strands w//! adhere to each other
along the/r outer surfaces.
Mixing of the tobacco, cellulosic binder, filler, water,
and other desired ingredients may be carried out in any
conventional mixing device. The resulting mixture is to
be a wet blend containing from •bout 15 to about 50
% of water.
One embodiment of the pr~ent invention, Method A,
comprises the steps: (a) dry blending tobacco particles
with binder, fi/ler, foaming agent, cross-linking or stiff-
ening agent, and nay other de~ed ingredient; Co) ad-
mixing this dry blend with water to form • wet blend;
and (c) exlruding the wet blend through a die having •
plurality of holes in accordance with one of the extru-
sion conditions sot forth above so us to foam each strand
and adherc the strands to one another.
An alternate and preferred embodiment, Method B,
comprise• the steps (1) dry blending tobacco particles
with fd]er, foaming ageat, ermslinking or stiffening
• gent, and any other desired ingredient, (2) prchydrat-
in• the binder material with water or similar solvent to
activate the adhesive character of the binder, (3) admix.
in• the dry blend and the prehydrated binder to form a

9
4,632,131
10
% must be removed, typ~ally by dryiaS, fo~ e~ample,
us/~g microwave eae~Sy. Furth~, the lowe~ the moit-
tere cmteat of the remlting exmula~ the emier the
In Method A, wate~ o~ a similar mlv,,~t ia added to a
dry blead of biader and tobacco and oth~ materials. In
Meth~ B, wate~ or a ~nilar tolvem is added to the dry
1O added. Retmively lem water- o~ mivem my be requ/red
in Method B tima in Meth~ A to activate the adhmive
charact~ of the blnde~ matet~t~ became in Method B,
the biader mamriah may not have to compete with any
1~ or mlve~t. Thin, Melhod B is prefen~d became by
prehydratm8 the biader, the water or ~ solveat is
deliv~'ed to the biade~ where it is mmt.aeed~ redtw.-
~ng the m,m~ smount of wa~c~ required ~o hsvc the
same s~'m~h prmiuct ss obl~ned by Meted A.
~0 A further ~mqueace of prehydralion ia that be-
~ solvem withoet siseif~aat mmpetiti~ i~ be-
comee mo~e fi~y s~ivated in both quantity sad qualiW
2~ fore the smmmt of binder ~lUired m hold the emnuiate
toge~ my be s/gnif~s~ly reduced m schieve the
color, and qatliw of smoke. The le~ b/ad~. ~ed, the
Memod B prebyd~i~ produce, •
cles, preferably sn amount ires th~ G wt. % of ~he
tobacco, a small mnount of filler, or oth~ added
w/U bsve a low~ v~cm/t~ t]~n/f no tol~co or otb~
componmt w~e presmt and may be mo~ oa']y pro-
tern of ".he rams.
meat, it is advantaseom to dry blend with the biad~ a
both. The mount of tobacco added i~ pt~erably less
~5 tima abom 5 wt. % of tim tobacco. The d~ biead is
the~ prehydrated, remai~ ia • wet blind that
reduced tmdency to stick to the pmce~aS equipmem
aad is relatively emie~ to pmoem uniforady, -~ the am-
~0 Al'.e~a~y, • po~ioa of the binder my be
bieaded with the tebacco aad the ~-,,,~ of the binder
simi~ mlveat Oate~ t~e= ep by the d~ bleaded to-
bacco a~l biader m steps (1) aad (2), the m~e e/fi~at
ac~vati~ of the b~ade~ resela ia a d~3~ a~l stmaSer

4,632,131
11
extrud~te than that made by the application of Method
A.
The wet blend, Method A step (c) or Method B step
(4), is fed into an extruder and proces~d as set forth in
greater det~l below. The extruder n~ay be a single
screw cooking extruder, which is a high temperature/-
short residence time extruder that is essentially an Ar.
chimedean pump. That type of extruder has been era-
p}oyed in the food industry. Other suitable extruders are
hydraulic piston extruders, ram extruders, extruders
employing an exU'USion chamber consisting of a mole
auSer and a ~leeve which incorporates a female auger,
spacer ring, and a face pinte (or d/e) and extruders urn-
ploying twin screws having a positive mass displace-
merit extrusion action. It i~ important that the tobacco
particles, the binder, and any additional ingredients be
m/~ed to form a homogeneous m/xture prior to extru.
sion. It n~sy be desired to add water at one or more
points along the extruder barrel to control the moisture
content of the m~as, for example, above I~% OV.
Optionally a foaming agent may be added to the
blend in any of Method A steps (a-c) or Method B step~
(I-~,). The foaming agent is preferably selected from the
group cousistin$ of air, n/trogen, carbon d/or/de.
trous oxide, ammonium carbonate, mnmonium carha-
mate. an aride, a hydrazide, pentane, hexan¢, heptane,
halogen~ted fluorocarbon, pyrrole, acetone, ethanol, a
perox/de, and azodicarbonamide. Some of these fo~m-
ing agents may require the add/don of an acid or a b~e
for decompos/tion.
The feeding bin is a common starting point for ex-
truder systems. It is usually located near the exu'uder
and its p~ is to provide a continuous scurco of raw
ingredien~ for the rest of the extruder sy,,tem. The
fending bin receives material from a convention~l
er/surg¢ system and it usually feeds s variable speed
metering/feeding device. A simple gravity bin with
bottom discharge may be used as the feeding bin for the
ingredients ump]oye~ m a dry blending step.
Referring to Method A, a va,-iable speed metering-
/feeding device is usually employod to transport the dry
blend from the feeding bin to the extruder. Water may
then be edded either at the point of antry to the extruder
or at one or more locations along the extruder barrel.
Vibratory feoders and variable speed screw feeders are
two commonly used metering/feeduig devices.
An intermediary processing device such as a horizon.
tel m/xing cyfinder with either a single sl~ or twin
counter-rotating shafts, may be utilized to adm/x the
water with the dry blend in step (b). Continuoas mixing
of the dry blend with the wste~ is accomplished in the
cyEnder, and from this cylinder the wet blend is fnd
directly into the extruder barrel. Alternately, hydr~tioo
of ~he dry blend from step (b) could occur within the
extruder barrel by the addition of su/~c~ent wa~-r at
controlled rate of feed, correlating with the rate o.~ feed
of the dry blend from step (b), either" at the point of
entry, or downstream of the dry binder fee~
Referring to Method B, when a multiple feed port
extruder is selec~ad, each of the mL~ng steps can be
carned out in a separate conventional mixer/surge sys-
tom having variable speed metering/fending devices to
provide the desired blend to the extruder, For example,
in Method B, the binder mater~l$ could be m~xed at one
station and fed to a first port under a controlled rate of
feed. At a second station~ the tobacco, f~ler, sud other
material could be n~.ed and sim/inrly fed to a second
port downstream of the f'w~t port, also at a control|ad
rate of feed. Water could be added in controlled
•mounts to prehydrate the binder at a location before
the tobacco blend mate~tl is introduced into the ex-
u'uder barrel, and added eisewhere ffnecessary, to con-
tro| the moisture content.
When a single feed port extruder is avn/lable, the
binder could be first preliydrated in an intermed/ary
processing device. Then the tobacco, t'fller, and other
materia~ having fi~t been dry blended in a separate
device are introduced to the intermediary proce~or for
admixture, and the resulting wet blend then fed directly
to the extruder barrel.
The extruder ban'ei may be built in segments or sec-
tions, with the individual screws being separated by
steam locks. That gives each sect/no its own discrete
processing capability. Within the feed zone of the ex-
truder barrel, the raw mater/al exists as discrete patti.
cles. As these panicles are tra.usponed forward in the
feed zone, there is a positive pumping action with some
compression of the m~teri~. This compr,~on pushes
the panicles together into a more sol/d homogeneous
m~.~.
As the material advances toward the die and into an
add/fiona] ~one or zon~ ~ compression is continued
and the mate~al is subjected to m~,ing and mild shear,
re~ulting in heating of the m~xture on~ the particles are
transformed ~to a dough-like mass. There is still a posi.
five pumping effect in these zones that is ustally some-
what less positive than i~ the feeding zone.
As the m/xture edvan~es toward the finnl zone before
the die, the extruder barrel becomer completely filled
with product. Leakage flow and pressure flow ate
greatest within this fang] zone. resulting in l~gher v~-
cous shearing. That yields maximum heat generation.
Heat is generated by the pa~cles rubbing against one
another and by the relative motio~ of the mixture
against screw and wall am'faces.
The fi~ die has two n~jor functions. The first is to
offer resistance to the forward flow of the mixture,
thereby creating • cond~co where leakage flow and
pressure flow may occur. The second is to shal~e the
final product. Flow resistance of the die is the grent~t
factor in the hen~g of the mixture became the flow
resistance has the greatest conu~>! over the pressure
(and, ther-~ore, the shear) within the ban~.l. Preferably,
the pressure at the inlet of the die is from about ~0 to
about 2.S00 psig, more preferably from about 1~0 to
about 1~0 ps/g.
In the process of the l~esent invention, it is pre~errod
to employ a die having a pluratit~ of holes, typically
from about 10 to abom 30 hol~, each ranging in siae
from about 0.010 inches (0.2~4 ram) to about 0.0~0
inches (1.2"/ram) in dinme~r. The combination of the
number of holes and s~ze of ench hole is chosen to give
the desired diameter and shape of the smoking ar~cle.
The holes need not be of the same xize or shape. A
typicnl hole pattern wi~ be d~c~bed below. A die
having centrally loca~l holes and an outer annular
opening may be used. The ~ extruded through
the aunnlus will form what may be comidered a wrap-
per for the co-extruded sU'ends.
Typically, foaming of the product ocon~s in~med/-
atety after extrusion. Foaming is a renu/t of the mois-
ture, other foaming agent, or gas within the extrudate
changing from a snper-heated liquid or compressed gas
to a gas at essenti~y atmospheric pressure as the
trudate leaves the high-pressure environment behind
the die ui~de the extruder and enters the atmospheric

13
4,632,131
~vironment ju~ downstream of the die opening.
tefnm~vely, fomaing of the product may occur after the
extrudate ires been extruded i~to the plurality of strm~
by passing the co-extruded strands through a
~ such a~ • microwave cavity or other device for
heating the strands so that they foam. The drying pro-
~exs tTpinally heats the strand mad'aces so that they
become tacky and adi~re to each other along their
length, forming • rope. In other sinmtiom, the urands
also may adhere to one another by the •ppfication ofa~
to the preferred e.xtrud~ aahongh other typ~ of
truder~ may be effec~veiy employed. Owe preferred
~rew/ben~ unit, cemmerc~lly available from
for each zone are set forth in the following table.
nected to either t~nper~n~re indicators or to automati~
Each of the six runes of the Wenger X20 unit c~n be
ben~ed or cooled. The gempm'atorm of Zones 1-$ are
not critical, and should be high eno~tgh for the ~xture
to flow through the ex~rader bet leu than about 230" F.
(110" C.). The temperature of zone 6 shoeld be between
about 160" F. (71" C.) and 2~0" F. (127" C.). With the
preferred extrusion mixture described below and when
making • cigarette-type ~moking article of this invev.
tion, /he following cooling wate~ exit te~pe~amres
have been measured:
2S
Zones 1, 2. and 3 lmend the extrusion mixture to
develop elutinity and hydrate the gum (hi.leO. Z~nes
4, 5, an~ 6 work the mixture by shear. If the Zone 6
sorew is not tapered, the mLuure wiU be ovenvorked.
The mu]tistrand die is 8tlached to the end of Zo~ 6.
A i-J:~h (3.175 ram) ~hick spac~ havi~ an in~e~
diameu~ equal to that 0f the Zone 6 barral is used be-
zweon the exit of Zone 6 and the die inlet. !¢ •
(6.35 ram) thick spacer is ~ some of the mixture
~y exit the die in the form of lumps. Further-
more. with the ~l-tach spacer tad for the preferred mix-
is possible the e*,~d~e will be overwc~.ed -ud claA-
raage for working of any p~ extrusion mixture,
outsid© of which lea* ds~-abi¢ azl~¢~ are produced.
vel by ti~ extrud~ ~ c~mplemeuted by the
m~d the jac~-t is designed for either ele~.-tri~al heating or
the cin:uintion of watt, steam, or other liquid thex~nofl- 55
uid. That pem~ sdjwtmeut of the temper•tory profile
of the e.unuter ~ by, for examp~ controlling the
flow of cooling wst~ in the jacket. Most of the thormo-
enezgy within the ex'-ued~r is ~=eated by the convenion
of the mech~ical energy into best.
and maimin • tempe~me gradimt that increases
,dons the leith of the extrudor barrel. The maximum
peran~ u=dient will be w/thin the mage of f~n about
10" to about 300" ~. and preferably horn ahou~ ~0"
~bout 250" C. U~ally, t~les are imenc~
Turaing to the drawing& FIG. 1 tbow~ the end of
typic~ extnmon banel ~0 with preferred die ~
hole~ 24. (For clarity the barrel is repre~nu~l scbemati-
c~ly aud without the ja=ke~ cooling wate~ tubing,
thennoonuple ~ or the meant for ~emoving the
head to change the die.)
FIG. 2 shows s~rew ~ se..hemadcally in barrel
Sho,,~d©r 26 on die 22 fhaving iutemal comca] surface
~)) mau= with a onrresponding )~p on hea,~ S2 and pre-
vents die 22 from being forced out of the head. Space~
$4 lies bet'ween bead 52 mui b~rrel ~0.
FIGS. 3, 4, and 5 are pmpective, end, and side sec-
tion~ views of die 7.2, respectively.
FIG. 6 shows the layout of holes 24 of preferred die
22 for making cigaretas from the preferred blend.
There are twenty-two holes, ~ 0.033-0.035 iachex in
of ~ holes, az~ an outer ~ag of fourteen hele~
Aagle A is 12"-S1'. angJe B is 25"-4Y, and angle
$1"-26'. As WIU be appareal, these values have beeu
from (mimed with respect to) the onter riag to thor no
outer ring holes and ~ of the two m:arest inner :ing
holes faUs on • line with the (:eater hole. That is to
prevem -,,y excessive chanaeling in the final produc~
The ccaten of the holes in the inaer aad omer rings faU
o~ the c~rc~mxfe~=zes ofimagi~ry c~les 0.12~ inches
0.25 ram) and 0.256 inches (6.5 ram) in diameter, re-
of holes thro, gh the die face) of i i~h 0.175 ram).
In FIG. 7, mantis 32 of emraded mateml are s]~,wn
leaving die 22 through holes ~4. Uixm iawing the die,
mother. The mo~ rope of the adhered re'ands
to furthe~ inore~e the tortuo~y of the l~mgeways in
Drying may be accomplished in any mitable manaer.
reduces the water ¢outent of the rope merle by
0
0
