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COMMENTS ON
ENVIRONMENTAL TOBACCO SMOKE
A Compendium of Technical Information
CHAPTER ii
PASSIVE SMOKING AND HEART DISEASE
EPIDEMIOLOGYr PHYSIOLOGY, AND BIOCHEMISTRY
Prepared by
Joseph M. Wu, Ph.D.
I am a Professor in the Department of Biochemistry and
Molecular Biology, New York Medical College, Valhalla, New York.
I received my Ph.D. in biological sciences from Florida State
University in 1975, spent two years as a post-doctoral fellow in
the Department of Biochemistry, Temple University, and joined New
York Medical College in 1978. My research interests are in the
following areas: (i) developmental and hormonal regulation of
enzyme synthesis and degradation, (2) control of eukazyotic
cellular proliferation and differentiation, (3) biochemistry of
2', 5' -oligoadenylate synthesis and expression in normal and
interferon-treated mammalian cells, (4) studies of biochemical
changes in Alzheimer's Disease cells, and (5) modulation of gene
expression by environmental agents. I have been the recipient of
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numerous research awards from governmental agencies and private
foundations. Currently I have one research grant award from the
National Institutes of Health and two research grants from
private foundations. My curriculum vitae is attached.
I have been asked to review "Passive Smoking and Heart
Disease: Epldemiology, Physiology, and Biochemistry," which is
Chapter Eleven of an EPA draft compendium of technical literature
on environmental tobacco smoke (ETS). The authors for this
chapter are Stanton A. Glantz, Ph.D., and William W. Parmley,
M.D.
In this chapter, the authors give a superficial review of
the data from ten epidemiological studies concerning incidences
of heart diseases and exposure to environmental tobacco smoke
(ETg), then proceed to offer some discussion of physiological and
biochemical mechanisms in an effort to show how ETS may
conceivably contribute to increasing the risk of heart disease.
Changes in platelet functions, alterations in the pattern of
blood flow resulting from chemicals present in ETS, the
suppression of mitochondrial activity based on animal studies,
and the presence of polycyclic aromatic hydrocarbons in ETS, are
all cited by these authors as purported evidence to link ETS
exposure to weakened heart function, leading ultimately to the
initiation and establishment of atherosclerotic lesions.
Alternate mechanisms unrelated to ETS exposure which would lead
to the same set of physiological and biochemical changes are not
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considered or eliminated by these authors. Moreover, based on
circumstantial information, they postulate the existence of a
different platelet sensitivity to ETS between smokers and
nonsmokers, and imply that the latter group is at greater risk
because of a lower threshold characteristic of their platelets.
The authors also briefly discuss several animal studies involving
the use of benzo(a]pyrene. Some recent experiments showing that
DNA extracted from human atherosclerotic plaques is able to
induce transformation in transferred mouse 3T3 cells are used to
support the concept that plaque-derived human cells possess the
unique ability to trigger arterial smooth muscle cell
proliferation, a key event associated with the initiation,
progression, and establishment of atherosclerotic plaques. The
chapter closes with a brief description of a report showing the
selective localization of adducts containing
benzo(a)pyrene-derived moieties in heart and lung DNA.
In their opening paragraph, the authors acknowledge the
multi-factorial nature of heart disease. On the question of
possible ETS contributions to heart disease in nonsmokers, there
now appear to be altogether ten epidemiological studies
considering whether ETS
of heart disease in the
epidemiology is outside
exposure is related to an increased risk
nonsmoking spouse Of a smoker. Although
the area of expertise of this reviewer,
there are several general scientific principles regarding the
validity and/or plausibility of epldemiological findings which
warrant brief mention. For example, systematic error may distort
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the study base if it is selectivs in nature. It should also be
recognized that the etiological link between environmental
variations and the endpoints for chronic diseases such as
diabetes, coronary heart disease, arthritis, asthma, and cancer
is complex and is characterized by (i) continuous variations in
clinical, physiological, and biochemical phenotypes that are
measures of health, (2) environmental modification of the
biological predisposition of an individual to disease, and (3)
multiple confounding factors giving rise to the same disease
endpoint. Accordingly, increased or decreased incidences of a
certain disease in a group can be attributed to a specific
environmental factor, e.g., ETS exposure, only where that factor
is the single factor that is free to vary.
that
expanded knowledge base in
biochemical measurements.
epidemiological studies is
Another complication in the analysis of chronic disease is
the definition of the endpoint may change as a result of an
the clinical, physiological, and
A further issue regarding
the character of the reference
population. For example, an industrial population other than the
one under study could have some totally different exposure
causing the same dlsorder(s) as the exposure at issue. Hence,
for example, the choice of a group of copper smelter workers as a
reference population for miners would fail to reveal fully the
excess risk of lung cancer due to radon exposure in the mine,
since the copper smelter could also suffer from lung cancer due
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to arsenic exposure. Nor should the reference 9roup be from an
urbanized area, if the index population is rural.
The authors next discuss the issue of the effects of primary
cigarette smoking on coronary heart diseases. They correctly
point out that cigarette smoking is but one of the three reported
major independent risk factors for coronary heart disease (CHD),
the other two being hypercholesferolemia and hypertension. A
wealth of evidence indicates that cholesterol is causally related
to atheroslcerosis (McGilI, Jr., 1984; Nilsson, 1986; Kaunitz,
1988). By definition, cholesterol is present in all
atherosclerotic plaques. Moreover, atherosclerosis cannot
develop in animals unless they are first made
hypercholesterolemic (Mcgill, Jr., 1984).
Indeed, studies in nonhuman primates have shown that
regression of atherosclerosis is possible if the plasma
cholesterol level is sufficiently reduced. In humans, genetic
studies have indicated a striking relationship between early,
severe coronary disease and the presence of either elevated
plasma levels of low density lipoproteins or reduced levels of
high density lipoprotein. The evidence is overwhelming that
reducing plasma cholesterol levels suppresses or reverses the
progression of coronary artery plaque and lowers the cases of
clinical coronary artery disease mortality and morbidity (Brown
and Goldstein, 1986). Similarly, hypertension has been known as
a risk factor for coronary heart disease as long as serum
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cholesterol concentration. It is associated with accelerated
atherogenesis in adult humans and in experimental animals. A
strong relationship has been reported between blood pressure and
arterials lesions for men in certain age groups (Holme et al.,
1981).
Notwithstanding their failure to emphasize hyperllpidemia
and hypertension as equally important risk factors for CDH, the
authors proceed to describe the salient features of
atherosclerosls, and make reference to the fact that there is a
lack of full understanding of the pathogenesis of the disease.
Areas where cigarette smoking could theoretically influence
cardiovascular efficiency and capacity are highlighted.
The authors also note in this regard that components in
cigarette smoke which have been claimed to have an adverse effect
on the cardiovascular system of smokers have also been identified
in ETS. Yet, they do not seem to recognize that ETS is not the
same as the mainstream tobacco smoke inhaled by a smoker to begin
with, and that there are complex, as yet poorly defined physical
and chemical changes occurring during the aging of ETS in an
indoor environment (Eatougb et al, 1989). Accordingly, it is
misleading to imply, as the authors do, that data about the
former can be employed in studying the effects Of the latter.
Discussion of this sort should not be included in a compendium of
technical literature on ETS.
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The authors next review the data of ten epidemiological
studies in several pages. AS stated above, this scientific
discipline is outside the scope of expertise of this reviewer.
ACUTE EFFECTS OF ETS EXPOSURE
Following their limited analysis of data from
epidemiological studies, Glantz and Parmley go on to review
several published reports describing selective physiological
reactions observed in human subjects exposed to ETS in an
artificial laboratory setting. The first paper examined is the
work of Aronow (1978). The scientific artefacts of Aronow's study
have been repeatedly addressed in the past. The Surgeon
General's Report of 1986 summarized its findings as follows:
"This study was criticized because the endpoint angina was based
on subjective evaluation, and because other factors such as
stress were not controlled for .... More important, the
validity of Aronow's work has been questioned." (USPBS, 1986,
P.106).
Because of the lack of control for "stress," the reported
"increased resting heart rate and systolic and diastolic blood
pressure" observed by Aronow may be due to stress-lnduced release
of catecholamines which would likewise influence the subjects to
respond in the manner described.
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Glantz and Parmley then refer to the observation of McMurray
et al. (1985) as the basis for arguing that ETS exposure
"significantly reduced maximum oxygen uptake and time to
exhaustion, . . . increased the perceived level of exertion
during exercise," and "significantly increased levels of lactate
in venous blood," and they suggest that "the combined effect of
reduced oxygen carrying capacity and increased lactate resulted
in a reduction in maximal aerobic power and duration of exercise"
in "blindly exposed young healthy women." To this reviewer,
there are a number of difficulties in interpreting the data of
this rather small-scale study in this manner.
First, only eight females of a narrowly defined age group
(21.8 +/- 2.4 years) were entered into the study. Although each
subject was "screened by a medical history," the details of the
screening protocol were not provided. Four of the subjects were
smokers while the other four described themselves as nonsmokers.
NO verification of their smoking status by measuring cigarette
smoke-specific products in the biological fluid of the subjects
was provided. Regarding the "blind" nature of the study, it is
interesting to note that the authors pointed out that "all of the
smokers could tell when they were breathing the smoke but none of
the nonsmokers knew for certain."
It is equally intriguin@ to note the observation by McMurray
et al., that "the presence of smoke raised the carboxyhemoglobin
levels of the nonsmokers from a pre-level of 1.1% to 2.2% at the
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end of the exercise." This pre-level of 1.1% is some 80% higher
than that found in a more recent study in which the mean
carboxyhemoglobin level of the subjects was 0.6% +/- 0.02%
(Allred et al., i989). It is also important to mention that the
manner in which ETS was delivered to the subjects would represent
an extreme, arbitrary, and unrealistic form of ETS exposure since
there is virtually no dilution by ventilation nor is the normal
modification of ETS in an ordinary indoor environment allowed.
By far the most significant increase in the study by
McMurray et al. is in the concentration of post exercise venous
blood lactate, which "averaged 6.8 mM during the smoke trials,
significantly greater than the controls (5.5 mM)." From a
biochemical viewpoint, it is well established that lactate is
generated from pyruvate by the enzyme lactate dehydrogenase. The
heart and skeletal muscles, however, exhibit marked differences
in their ability to oxidize glucose anaerobically. Lactate
dehydrogenase in the heart muscle, because of its unique
structural composition (H4), is allosterically inhibited by
pyruvate and is thus unable to convert pyruvate to lactate.
In
contrast, the same enzyme in the skeletal muscle having a
structure of M4 effectively catalyzes the enzymatic conversion of
pyruvate to lactate. Lactate is expelled into the bloodstream,
where it is taken up by the liver to be resynthesized into
glucose via the enzymes in the gluconeogenic pathway. Since
exercising muscles typically oxidize glucose anaerobically to
generate ATP during periods of severe exercise, and because
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lactate is released into the blood stream, concentration of
lactate in venous blood post exercise may be viewed as a
biochemical marker for the severity of exercise to which the
skeletal muscles were subjected. Accordingly, the 24% rise in
lactate concentration during the smoke trials (6.8 r~4 versus 5.5
mM) is a strong indication that the subjects (for some unknown
reason) are "exercising" harder during the "smoke trial" than the
"control" periods. It may then be deduced that the increased
level of exercise by the "smoke-trial" group could conceivably
account for the "significant reduction in time to exhaustion," as
well as the "increased perceived level of exertion during
exercise."
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In short, the McMurray study is handicapped by the fact that
the "control group" and the "experimental group" are not
identical since the degree of exercise in the treadmill test is
apparently different. It would be important in future studies tc
have the "treadmill exercise output" recorded in some fashion to
ensure that the same amount of effort is spent during the
experimental "smoke-trial" periods as during the control
"non-smoked" periods.
The authors then discuss the findings of Moskowitz et al.
(1990) and assert that these investigators "found evidence that
adolescent children of parents who smoked may suffer from chronic
tissue hypoxia such as that observed in anemia, chronic pulmonary
disease, cyanotic heart disease or high altitude. These children
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had significantly elevated levels of 2,3-diphosphoglycerate
(DPG), which suggests that the body is attempting to compensate
for hypoxia by increasing DPG level in blood to meet tissue
oxygen requirements." These sweeping remarks require a close
examination of the data reported by Moskowitz etal.
First of all, as noted by these investigators, the
bematocrit values for the ETS-exposed and non-ETS exposed
children were identical, raising doubt as to whether these
children are anemic. Certainly, the weight and height of the
ETS-exposed group do not support such a conclusion. With respect
to the argument that the DPG increase supports the conclusion
that the "body is attempting to compensate for hypoxia by
increasing DPG," it must first be noted that the method used by
Moskowitz etal. is one already described 65 years ago. The
method of Fiske and SubbaRow which Moskowitz etal. applied for
determining DPG is actually designed for the colorimetric
measurement of phosphorus and is not specific at all for DPG.
The principle of the method takes advantage Of the fact that
sugar phosphates show quite different stabilities in acid; those
which are hydrolyzed completely in 1 N sulfuric acid at 100 C
during a 7-minute incubation are referred to as labile, while
those which are resistant to hydrolysis under the same conditions
are referred to as stable. A third class of sugar phosphates
including DPG, ribose 1-phosphate, etc. show extra lability
toward acid and may be estimated like inorganic phosphate (Leloir
and Cardine, 1957). Concentrations of 2,3-DPG are more
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specifically measured by the stoichiometric cleavage of 2,3-DPG
to 3-phosphoglyceric acid by diphosphoglycerate kinase coupled
with the sequential enzymatic conversion of the
monophosphoglycerate to glycerol-3-phosphate and the Oxidation of
NADH to NAD (Michal, 1974).
The ETS-exposed twin group showed significant reduction in
cholesterol level, a decrease in LDL concentration (especially in
girls), and an excellent correlation of serum thiocyanate with
the number of cigarettes smoked. Because serum tbiocyanate
levels are poorly correlated with the measured cotinine levels
and since thiocyanate is also known to be present in certain
foods, especially leafy vegetables and some nuts (USPH8, 1986),
it is possible that this group had significantly different
nutritional and dietary habits as compared with the nonsmoking
twin group. Such a possibility should be further evaluated as one
of the confounding parameters in the future. Nutrient intake is
expected to influence overall protein synthesis (Castro, 1987)
and could regulate the synthesis of lipoproteins and other
polypeptides involved in oxygen transport, which could give the
same results as shown.
Glantz and Parmley next review a number of animal studies
dealing with mitochondrial ultrastructural and biochemical
changes of rabbits and guinea pigs upon exposure to carbon
monoxide. The carbon monoxide is administered singly for short
(less than one hour), intermediate (2 weeks) and long periods
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specifically measured by the stoichiometric cleavage of 2,3-DPG
to 3-phosphoglyceric acid by diphosphoglycerate kinase coupled
with the sequential enzymatic conversion of the
monophosphoglycerate to glycerol-3-phosphate and the oxidation of
NADN to NAD (Michal, 1974).
The ETS-exposed twin group showed significant reduction in
cholesterol level, a decrease in LDL concentration (especially in
girls), and an excellent correlation of serum thiocyanate with
the number of cigarettes smoked. Because serum thiocyanate
levels are poorly correlated with the measured cotinine levels
and since thiocyanate is also known to be present in certain
foods, especially leafy vegetables and some nuts (USPHS, 1986),
it is possible that this group had significantly different
nutritional and dietary habits as compared with the nonsmoking
twin group. Such a possibility should be further evaluated as one
of the confounding parameters in the future. Nutrient intake is
expected to influence OVerall protein synthesis (Castro, 1987)
and could regulate the synthesis of lipoproteins and other
polypeptides involved in Oxygen transport, which could give the
same results as shown.
Glantz and Parmley next review a number of animal studies
dealing with mitochondrial ultrastructural and biochemical
changes of rabbits and guinea pigs upon exposure to carbon
monoxide. The carbon monoxide is administered singly for short
(less than one hour), intermediate (2 weeks) and long periods
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(more than 2 weeks). The structuEal changes in these animals
appear real and significant. However, it is often difficult to
extrapolate results of animal studies directly to humans, since
different species may not react in an identical fashion to the
same external challenge as hypoxia.
For example, Bischoff et al. (1969) investigated myocardial
ultrastructure in dogs, rabbits, and rats maintained at an
altitude of 4,300 m for 5 months; the structural derangements in
dogs and rabbits were similar to those found in cattle with high
mountain disease, whereas the rats appeared to be only marginally
affected. Even among the same animal species, mitochondria
isolated from different organs may show remarkably different
sensitivity toward mitochondria active chemicals. Muscatello and
Carafoli (1969) demonstrated a large stimulation by the nonionic
detergent Lubrol on the ability of mitochondria isolated from
heart and skeletal muscles of rats to oxidize endogenous and
exogenous cytochrcme c by cytochrome c oxidase, while the liver
mitochondria failed to respond to the same concentration of
Lubrol.
PLATELET FUNCTION
The next area surveyed by Glantz and Parmley concerns the
asserted action of ETS on platelet function. The authors
maintain that ETS exposure promotes platelet hyperaggregability
and "so increases the likelihood of thrombus formation." In
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contrast to this assertion, there is quite an extensive
literature to show that smoking actually has no influence on the
development of venous thrombosis and in certain situations
appears to exert a protective effect. In their study of
mortality in relation to smoking in British doctors, Doll and
Peto (1976) found no association between mortality from venous
thromboembolism and smoking. Additionally, a protective effect
of cigarette smoking on venous thromboembolic disease has been
noted after myocardial infarction and surgery. For example,
Handley and Teather (1974) found that the incidence of thrombosis
in the patients with a history of regular smoking within the
month before admission was significantly lower than that of
nonsmokers. Also, Pollock and Evans (1978) noted in patients
undergoing emergency or elective laparotomy for benign or
malignant disease or retropubic prostatectomy that cigarette
smokers had a significantly lower incidence of deep venous
thrombosis than pipe smokers or nonsmokers.
The relationship between the effects of cigarette smoking on
platelet aggregation and the appearance of non-hematological
endothelial cells in circulating blood was next assessed by the
authors. Table 2 of Chapter Eleven summarizes the reported
effect of ETE exposure and smoking on platelet aggregation ratio
and endothelial cell count based on the published results of
Davis et al. (1985, 1986, 1989, 1990). It is worth noting that
previously Davis and Davis (1979) claimed that a fall in platelet
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aggregate ratio occurred after smoking cigarettes, but this could
not be confirmed by others (Rang et al., 1983).
In any case, the significant though small reduction in
platelet aggregation ratio and the rise in endothelial cell count
could not be correlated with "the level of nicotine in the blood
of the experimental subjects in any of these or other related
studies." To this reviewer, the failure in this correlation
would tend to support the lack of importance of nicotine as an
active agent in promoting platelet aggregation and increase in
endothelial cell count, though the exact opposite conclusion was
reached by Glantz and Parmley, who believe the data suggest that
"nicotine is an important active agent." Their rationale in
arriving such a conclusion simply escapes this reviewer.
The authors proceed to state that "since non-tobacco
cigarettes also affected platelet aggregation somewhat, however,
it is possible that carbon monoxide or some other combustion
products are also influencing the platelets." Indeed, platelet
aggregation is known to be extremely sensitive and variable.
Factors contributing to the variability include: venipuncture
technique; the effects of anticoagulants; sodium citrate
concentrations; platelet concentration; time interval after
venipuncture; pH changes (Triplett, 1978). In addition, the
estimation of platelet aggregation ratio can also be rather
subtle and requires consistent and precise manipulations at all
stages of the platelet aggregation study in order to avoid
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artefacts. Similarly, while circulating endothelial cells may be
isolated together with platelets by the method of
leucoconcentration, the demonstration of the origin of
circulating endothelial cells is not definite (Hladovec and
Rossman, 1973).
The question of whether platelets derived from smokers
versus non-smokers display differential sensitivity toward
chemicals affecting platelet aggregatability is also addressed by
the authors. The data of Sinzinger and Kefalides (1982) showing
that ETS exposure reduced platelet sensitivity to prostacyclin
(PGI2) by nearly a factor of 2 in nonsmokers, but only by 20% in
smokers, was suggested to reflect that "nonsmokers' platelets
seem much more sensitive to a single exposure than do smokers'
platelets." However, the authors fail to mention that in the
original report of Sinzinger and Kefalides, it was stated that
"passive smoking reduced platelet sensitivity to the
antiaggregatory PGs, being much more severe in nonsmokers than in
smokers. 20 min after passive smoking, platelet sensitivity
started to return to basal values and this happened more quickly
in nonsmokers." Thus, the quick return to basal sensitivity
toward prostacyclin by platelets of nonsmokers, an effect
unmatched by platelets from smokers, suggests that the effects of
ETS are only transitory and are not expected to cause permanent
platelet hyperaggregability. That being the case, the statement
that "the resulting increase in platelet aggregation can
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contribute to acute thrombus formation and myocardial infarction"
seems subjective, elusive and speculative.
In connection with this discussion, I would point out that
there have been numerous studies on the influence of habitual
smoking on hemostatic function. Mustard and Murphy [1963)
reported that platelet survival was significantly shorter in
smokers than in nonsmokers, but they were unable to detect
significant differences between the smoking and nonsmoking groups
in respect of the whole-blood clotting time, one-stage
prothrombin time or the partial thromboplastin time. Older
smokers were found by Hawkins (1972) to have platelets which
aggregated to a greater extent in response to ADP, but White et
al (1983] reported that heavy smokers did not differ from control
subjects in respect of platelet aggregation in response to ADP or
malondialdehyde production.
ATHEROSCLEROSIS
The last area covered by Glantz and Parmley in this chapter
is the etiology and pathogenesis of atheroscletosis. By way of
background, it should be appreciated that despite almost a
century of scientific study, the etiology and pathogenesis of
atherosclerosis remain unknown. In humans, clinical
complications and sequelae occur when the lesions have evolved to
produce the fibrous plaque. The main histologic features of this
stage are lipid accumulation and fibrobelastic and fibromuscular
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thickening, which initially are present in a patchy distribution
but later become more diffuse as individual plaques coalesce. A
fatty streak stage, characterized by lipid accumulation within
intimal cells, either of monocyte/macrophage or arterial smooth
muscle cell origin, giving them a "foam cell" appearance in
histologic sections, is considered by some to represent an
intermediate step in the development of the final lesion (McGill,
Jr., 1984).
Because of the characteristic features of lipid accumulation
and intimal thickening, it is generally believed that in humans
some form of endothelial injury contributes strongly to the
pathogenesis (BOSS, 1986). Much of the endothelial biology today
is an attempt to probe the more subtle forms of endothelial
dysfunction, since obvious evidence of damage, such as
morphologic stigmata at the microscopic level, is not easily
found in human observations or animal experiments. In humans,
however, clinical and epidemiological studies have uncovered
statistically significant risk factors which are associated with
advanced disease (Keys, 1970; Doll and Peto, 1976). ~espite
these associations however, relatively little light has been shed
on the dark shadows of pathogenesis. Moreover, even if the major
risk factors are taken into account, collectively they are unable
to predict the majority of new cases of the disease (Eliot,
1987).
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Over the last decade, two formal hypotheses of atherogenesls
have been formulated. The first hypothesis discussed by Glantz
and Parmley, starting on page ii of Chapter ii, is what has been
termed the response to injury hypothesis of atherosclerosis
(ROSS, 1986). This hypothesis suggests that various systemic and
local changes occur in the arterial network in association with
the different risk factors commonly shown to be related to
increased incidence of atherosclerosis, and that these changes
result in various forms of injury to the endothelial cell lining
the arterial tree. This injury to the endothelium may take
several forms because the endcthelium is not only a blood
container but a source of vasoactive substance, a permeability
barrier, and a nonthrombogenic surface.
The results of these various forms of injury may culminate
in a series of changes in the endothelium that at one end of the
spectrum may lead to minor alterations in functional capacities
of the endothelial cells with no apparent morphological
alteration, whereas at the other end of the spectrum the changes
may result in endothelial cell-cell detachment and
cell-connective detachment, leading to oportunities at particular
anatomical sites (such as branches and bifurcations) for
endothelial cell detachment, desquamation into the blood stream,
and exposure of denuded areas of the artery wall. The hypothesis
suggests that these denuded areas lead to interactions between
elements from the blood (including plasma constituents,
platelets, and monocytes) and the artery wall at these sites.
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This would provide opportunities for mitogenic substances such as
platelet-derived growth factor to interact, bind to the tissues,
and attract smooth muscle cells from the media into the intima,
where they subsequently proliferate and develop into a
proliferative, preatberosclerotic lesion. This hypothesis
suggests that if the injury is self-limited, the response may be
reversible.
Thus, a most important feature of the stated hypothesis is
endothelial cell injury, at specific anatomical sites, resulting
in alteration of its permeability and subsequent detachment of
endothelial cells. Although Davis et al. (1986, 1987, 1989,
1990) found that acute exposure to ETS increases the number of
anuclear endothelial cell remnants in circulation, the origin of
such remnants is unknown (Hladovec and Rossman, 1973). It is
possible that there are loosely attached endothelial cell
carcasses normally present in various anatomical sites which
become dislodged and subsequently detach because of changes in
hemodynamic forces in the blood circulation, brought on by
nicotine-induced vasoconstriction. In short, ETS exposure does
not promote "endothelial cell injury," but may simply play a role
in the harmless "shedding" Of endothelial cell fragments which
are continuously generated in vivo as a result of the normal
arterial network turnover mechanism.
Another model of atherogenesis, referred to as the
"monoclonal smooth muscle cell hypothesis" (Benditt and Benditt,
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1973) is more focused on th~ nature of the smooth muscle cells
located in the atheroclerotic lesion. This hypothesis suggests
that plaques are benign smooth muscle cell tumors of the artery
wall, and that, through viral or mutational events, the cells are
activated to proliferate uncontrollably. Glantz and Parmley seek
to link ETS exposure with smooth muscle cell proliferation by
citing results from several animal studies in which injection of
polycycllc aromatic hydrocarbons was reported to accelerate the
development oE atherosclerosis. It should be noted that in a
number of these animal studies, the animal species used, namely
the chicken, is prone spontaneously to develop large
atheroclerotic plaques by one year o~ age [Albert et al., 1977;
Penn et al., 1981). Since many chemical carcinogens exhibit
species/cell/organ specificity in vivo, and because factors that
determine the susceptibility Of a particular cell type to a given
carcinogen remain largely unknown, it is unclear whether results
obtained from these animal studies may be extrapolated to the
human species.
Moreover, only 7,12-dimethylbenz(a,h)anthracene (DMBA] is
able to increase significantly the number of atherosclerotic
plaques. Benzo(a)pyrene, by contrast, is rather ineffective in
accelerating the development of atherosclerosis (Albert et al.,
1977). Another technical point worth noting is the manner by
which these aromatic hydrocarbons were administered, namely, as
bolus intramuscularly. It is known that polycyclic aromatic
hydrocarbons are metabolized by a complex series of microsomal
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and cytoplasmic enzymes that appear to be the major
detoxification pathway for xenobiotics. Highly reactive
electrophile intermediates of these compounds such as epoxides
and diol-epoxides, generated during the detoxification process,
react with cellular nucleophiles, including macromolecular
targets in the cell. Although the mechanism of action by which
the carcinogen/macromolecular interaction initiates the cell
toward malignant transformation is uncertain, it is generally
accepted that metabolism plays a critical role in the
carcinogenic and mutaqenic effects of the polycyclic aromatic
hydrocarbons including benzo(a)pyrene. Since ETS is not expected
to interact with potential target sites via the intramuscular
route, it remains to be determined whether data generated from
the animal studies may be applicable in linking ETS with
atherosclerosis.
The authors next state that "there is also some evidence
that ETS directly affects plasma lipoproteins. Moskowitz et al.
(1990) showed that adolescent children whose parents smoked had
elevated levels of cholesterol and depressed levels of HDL, even
after correcting for age, weight, height and sex." This
assertion appears to be a gross misrepresentation of the data of
Moskowitz et al. For example, ETS exposure clearly reduced the
cholesterol concentration from 172.2 to 164.1 for all twins
(Moskowitz et al., Table 2), caused no change in boys, and led to
a significant lowering in the ETS-exposed group of girls. The
LDL/HDL ratio also was lower in the ETS-exposed group of girls.
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The LDL/HDL ratio was not altered after adjustments were made for
age, weight, height and sex. Some decrease in total HDL was
noted at a slight significance of p less than 0.05.
Perhaps the most interesting paper cited by the authors is
the work of Penn et al. (1986), reporting that human coronary
artery plaque DNA samples transfected into 3T3 cells gave rise to
transformed loci, especially when DNA from cloned loci were used
successfully in a second round of transfection. Clearly these
results "provide direct evidence for similarities On the
molecular level in the development of plaques and tumors."
However, Penn et al. (1986) also pointed out that "the three
transfection assays we used had three major limitations (i) it
selects only dominant genes; (ii) most of the genes identified
with this assay to date have been members of the ras
complementation group; and (iii) in the case of human samples
only 20% of all tumors of a type that would he expected to be
positive in this assay (e.g. bladder carcinoma) actually give
rise to loci." In addition, the plaques were taken from adult
patients in late stages of vascular disease. It should also be
noted that although the 3T3 cell is often spoken of as a "normal"
cell by those studying transformation (Todaro and Green, 1964),
3T3 cells are different from the fihrohlasts in any mouse in
several respects. 3T3 cells divide essentially forever {certainly
longer than the lifetime of any mouse) and have lost the perfect
diploid assortment of chromosomes. Furthermore, the maximum
density to which 3T3 cells will grow is lower than that of
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primary mouse embryo fibroblasts (Stoker, 1967) and 3T3 cells are
somewhat less readily agglutinated by the lectins concanavalin A
and wheat germ agglutinin than are cells of most mouse tissues.
Consequently, extrapolation of these data to patbogenesis of
diseased states must be approached with great caution. It
remains to be determined whether the same DNA would successfully
promote proliferation of smooth muscle cells should it prove
feasible to incorporate this DNA into the genome of arterial
smooth muscle cells.
In conclusion, while the urgency to reach an
understanding of the etiology and pathogenesis of
atherosclerosis, and to obtain a means oE identifying individuals
at risk, is indisputable, the existing evidence is inadequate to
establish a causal link between ETS and cardiovascular disease.
In terms of providing technical information on biologically
plausible models associating ETS exposure and atherosclerosis,
Chapter Ii has presented only a limited view of what is currently
known about this disease. Moreover, the interpretations of many
of the findings cited therein are quite subjective and give the
appearance of being seriously biased.
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Ultrastructural changes in the myocardium of animals after
five months at 14,110 feet. Fed. Proc. 2[3], 1268-1273.
Brown, M.S. and Goldstein, J.L. (1986). A receptor-mediated
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Castro, C.E. (1987). Nutritional Influences on ehromatin:
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Doll, R. and Peto, R. (1976). Mortality in relation to smoking:
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characterization of ETS. In Environmental tobacco smoke:
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and raised atherosclerotic lesions in coronary and cerebral
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Leloiur, L.P. and Cardine, C.E. (1957). Characterization of
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Muscatello, J. and Carafoli, E. (1969). The oxidation of
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T., Madsen, H. and Dyerberg, J. (1983). Cigarette smoke
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